FAQ

Who are we?

Our advisory teams go beyond traditional wealth management by delivering personalized investment strategies, in-depth education, and proactive financial planning. We don’t just manage assets—we build lasting relationships, guiding our clients through life’s financial complexities with expertise and care. Whether navigating major life transitions or planning for future aspirations, we are dedicated to helping our clients pursue their dreams through strategic, informed decision-making. At Tower 68, we don’t just plan for the future - we help create it.

Who are our clients?

Our clients come from all walks of life, from young families just starting their financial journey to seasoned entrepreneurs, corporate executives, professionals, business owners, and retirees. We cast a wide net, welcoming those who have built a capital resource base and are seeking growth or those looking to start embarking on their investment journey. Our goal is to make a meaningful difference in their lives by helping them work toward securing a strong financial future with confidence and clarity.

Why should you invest with us?

At Tower 68 Financial Advisors, we deliver white-glove, highly personalized wealth management that goes beyond the one-size-fits-all approach of larger firms. Using recognized fundamental and technical analysis models, we tailor each portfolio to match our client’s unique goals, risk tolerance, and time horizons.

As an independent firm, we’re free from proprietary products and corporate agendas, allowing us to offer independent investment options designed purely in our client’s best interests. Our active portfolio management ensures a hands-on approach - we continuously monitor, adjust, and better position strategies to navigate changing markets and evolving financial needs.

What types of accounts can we hold?

– Retirement Accounts
– Taxable/Tax Free Accounts
– Education Savings Accounts 
– Trust Accounts
– Custodial Accounts (UTMA/UGMA)
– Conservator Accounts

What style of management is offered?

– Brokerage Account
– Full or Semi-Discretion
– Outside Business

Do you invest in Crypto?

No, we do not invest in cryptocurrency. We focus solely on the stock market, utilizing time-tested investment strategies for safer, long-term growth.

We do, however, focus on cryptocurrency related products that we offer.

Where will my assets be held, and how safe will they be?

As a Financial Industry Regulatory Authority (FINRA) member firm, subject to the federal securities laws and the rules of industry self-regulatory organizations, LPL Financial prioritizes its obligations to protect client assets in their custody with the utmost care and scrupulous adherence to financial protection rules, including those governing the segregation of client assets.

LPL provides an enormous catalog of services and resources and a long history of financial stability.

• The LPL Financial SIPC Membership provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be claims for cash.
• An explanatory brochure is available at www.sipc.org.
• Through London Insurers, LPL Financial accounts have additional securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $750,000,000 subject to conditions and limitations.
• Account protection applies when a SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.