Rich began his financial career in 1980 with Fahnestock and Company (now Oppenheimer), where he supported trading desks for large international and domestic mutual fund companies, developing a specialization in technical analysis. His keen analytical skills and dedication set the stage for a successful career.
In 1990, Rich joined a unit of Prudential, where his expertise and leadership led him to manage a billion-dollar trading desk. In this role, he oversaw direct trades and invested in international markets, navigating both stocks and currencies with precision. His ability to manage complex portfolios and deliver consistent results positioned him as a trusted leader in the industry. Rich eventually transitioned into a Financial Advisor role at Prudential, assisting high-net-worth clients with their investment and planning needs, further broadening his skill set and client-centric approach.
In 2003, Rich brought his wealth of experience to TD Ameritrade, where he worked as an Investment Advisor for 17 years. There, he collaborated with high-net-worth clients and Money Managers, tailoring investment strategies to guide investors towards their unique goals and needs.
In 2021, Rich joined Tower 68 Financial Advisors, bringing over four decades of industry experience and a deep understanding of market dynamics. His comprehensive expertise in trading, technical analysis, and wealth management makes him an invaluable asset to the firm. Rich plays a pivotal role in supporting both clients and team members with their day-to-day financial needs, embodying the firm’s commitment to excellence and client success.
Originally from New Jersey, Rich has called Dana Point home for over 25 years. A lover of adventure and the outdoors, he often takes his beloved cat along on road trips and vacations. When not traveling, he enjoys the scenic California coast and desert landscapes.